Securities Licensing Training

Online Institute of America offers online securities licensing training courses designed to help jump start your career in the securities industry.

With Busy schedules and previous engagements, finding time to take a licensing course can often times become very hard to to. Our online courses are designed to fit your schedule and can be taken at your convenience, in your spare time. With Online Institute of America, we also offer numerous options to help you successfully prepare for and take your exams.

Our securities training options include interactive online programs, state of the art exam preparation software, and printed textbooks. As a result, you can choose a securities training solution that matches your skill level, learning style, and schedule.

See below for a list of securities licensing training courses that we provide.


Series 6 Exam

Mutual Fund and Annuity Representative
Completion of this exam allows you to conduct business in both investment company and variable contract products.
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Series 7 Exam

General Securities Representative
This exam focuses on the tools and concepts you need in order to buy/sell securities traded in the U.S.
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Series 24 Exam

General Securities Principal (GP)
Focuses on NASD regulations, brokerage office operations, and other supervisory concerns required in order for an individual to manage or supervise branch activities.
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Series 26 Exam

Investment Co/Variable Contracts
An exam required for an individual wishing to act as a principal for investment companies and annuity activities.
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Series 55 Exam

Equity Trader Limited Representative
Completion qualifies an individual to act as either a principal or agent in equity and convertible debt securities transactions.
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Series 63 Exam

Uniform Securities Agent State Law
Completion of this exam is necessary for you to solicit orders for any type of security in a specific state.
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Series 65 Exam

Uniform Investment Advisor Law Examination
An exam that qualifies a finance professional to become an investment advisor representative.
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Series 66 Exam

Uniform Combined State Law
Equivalent to a combination of both the Series 63 and Series 65 exams, completion of this exam will qualify an individual to register as an Investment Advisor Representative.
Online CoursesExam Prep SoftwareTextbooks

Securities training, offered by The Securities Institute of America, Inc. helps thousands of securities and insurance professionals build successful careers in the financial services industry every year.

All courses are available at the listed price per course via the course catalog. However, small to large organizations are welcome to inquire about our special group rates and pricing discounts which are determined by the number of user-seats.

For more information, contact us at: 1-866-959-6230
Click Here for a list of all online training courses offered by Online Institute of America.

Other Training Areas Contact Us

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Lakeway, TX 78734 USA

1-877-251-4387 : phone (24x7)
1-888-742-6518 : fax