Firm Element CE

Online Institute of America provides FINRA compliant Firm Element Training to broker-dealers and associated representatives.

Course Title Hours Cost Demo Online
401(k) 2.0 $25.00 Demo
529 Plans 2.0 $25.00 Demo
Advanced Supervision 1.0 $25.00 Demo
Agency Operations 6.0 $25.00 Demo
Analyzing Financial Statements Advanced 3.0 $25.00 Demo
Annuities 4.0 $25.00 Demo
Anti-Money Laundering 2.0 $25.00 Demo
Arbitration and Mediation 2.0 $25.00 Demo
Asset Allocation 4.0 $25.00 Demo
Asset Management 3.0 $25.00 Demo
Bank Secrecy Act 1.0 $25.00 Demo
Business Conduct Practices 4.0 $25.00 Demo
Business Writing 3.0 $25.00 Demo
Capital Budgeting Analysis 2.0 $25.00 Demo
Commercial General Liability Insurance 3.0 $25.00 Demo
Compliance Issues for Investment Bankers 6.0 $65.00 Demo
Consumer Protection Law 1.0 $25.00 Demo
Consumer Protection Law 1.0 $25.00 Demo
Corporate Pension Plans 1.0 $25.00 Demo
Creating Value Through Financial Management 6.0 $25.00 Demo
Creating Value Through Innovation 1.0 $25.00 Demo
Dealing with Conflict and Confrontation 2.0 $25.00 Demo
Dealing with Difficult People 2.0 $25.00 Demo
Direct Participation Program 3.0 $25.00 Demo
Do Not Call & The Securities Industry 2.0 $25.00 Demo
Employment Law 6.0 $25.00 Demo
Equities 5.0 $25.00 Demo
Estate Planning Advanced 5.0 $25.00 Demo
Estate Planning Basic 3.0 $25.00 Demo
Ethics for Financial Professionals 2.0 $25.00 Demo
Ethics For Insurance Professionals Advanced 10.0 $25.00 Demo
Evaluating Financial Performance 2.0 $25.00 Demo
Fundamentals of Mortgage Lending 3.0 $25.00 Demo
Gramm Leach Bliley 1.0 $25.00 Demo
HIPAA for Insurance Professionals 3.0 $25.00 Demo
Institutional Ethics: Surveying the Regulatory Landscape 2.0 $25.00 Demo
Introduction to Property and Casualty and the Insurance Contract 6.0 $25.00 Demo
Introduction to TRACE 1.0 $25.00 Demo
Investment Analysis 4.0 $25.00 Demo
Investment Risk and Policy 2.0 $25.00 Demo
Keogh (HR-10) Plans 1.0 $25.00 Demo
Life, Health, Disability and Long Term Care 4.0 $25.00 Demo
Long Term Care 10.0 $25.00 Demo
Managing Corporate Records 1.0 $25.00 Demo
Managing Electronic Communication 2.0 $25.00 Demo
Margin Accounts 4.0 $25.00 Demo
Medicare 3.0 $25.00 Demo
Mergers and Acquisitions Part I 1.0 $25.00 Demo
Mergers and Acquisitions Part II 2.0 $25.00 Demo
Mergers and Acquisitions Part III 2.0 $25.00 Demo
Mutual Funds 2.0 $25.00 Demo
New Employee 3.0 $25.00 Demo
Options Basic 1.0 $25.00 Demo
Principles of Banking 10.0 $25.00 Demo
Principles of Fraud & Consumer Protection 4.0 $25.00 Demo
Principles of Insurance 17.0 $25.00 Demo
Property Insurance 8.0 $25.00 Demo
Prospecting, Selling and Closing 3.0 $25.00 Demo
Qualified Retirement Plans and IRAs 2.0 $25.00 Demo
REITS 1.0 $25.00 Demo
Sarbanes-Oxley Act 1.0 $25.00 Demo
Suitability 2.0 $25.00 Demo
The Management of Capital 2.0 $25.00 Demo
Understanding Different Types of Security Investments 7.0 $25.00 Demo
Understanding Economic Components 6.0 $25.00 Demo
Understanding Securities Trading 3.0 $25.00 Demo
Understanding the Rules of NASD 6.0 $25.00 Demo
Wills and Trusts 3.0 $25.00 Demo

Need Analysis & Training

A complete compliance solution assisting registered broker-dealers in conducting their annual training Needs Analysis and Written Training Plan in compliance with NASD Rule 1120.

Other Training Areas Contact Us

Online Institute of America
5702 Taylor Draper Cove
Austin, TX 78759

1.877.702.7473 : sales
1.800.442.1149 : support (24x7)

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