Series 26 Exam

Series 26 Exam Prep

Investment Company Products/Variable Contracts Limited Principal Qualification Examination Prep Course



Series 26 Online Exam Prep Course

This exam is administered by the Financial Industry Regulatory Authority (FINRA) and will provide an individual with the qualifications necessary to become a principal who supervises and manages sales activities for investment companies and annuities.

The Series 26 Online course provides you with everything that you need to pass the Series 26 Exam. It is presented in an interactive online format and available within are supplementary materials, including downloadable PDFs of the actual course materials, that have been added to enhance your learning experience. The Series 26 Online course contains all of the same materials and questions available in the Series 26 Textbook and Exam Prep software package but for your convenience everything has been made available in our interactive online format.

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Series 26 Textbook

(Pub. 2007, 200+ Pages)

The Series 26 Textbook provides you with all the information that you need to pass the Series 26 Exam. It will be shipped upon purchase in textbook format within 5 – 7 business days. All shipping charges are included in the course pricing.

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Series 26 Exam Prep Software

Over 1,250 Questions! (Software Never Expires)

The Series 26 Exam Prep Software contains a test bank of over 1,250 multiple choice questions. These questions have been prepared from the Series 26 course material and are similar to the questions given during the actual Series 26 Exam. Upon purchase the Series 26 Exam Prep Software will be sent immediately to the email address given during registration.

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Exam Info

Exam Info

Time Limit: 2 hours and 30 minutes.
Number of Questions: 110 questions.
Passing Score: 70%
Format: Multiple Choice
Enrollment Fee: $75 US. Note that this is the examination enrollment fee ONLY – other fees may also apply. Please visit the FINRA Registration/Exam Fee Schedule for more information.
Pre-requisites: Successful completion of the Series 6 or Series 7 exam.
Corequisites: N/A
Exam Date(s): Any weekday
Exam Locations: Find your U.S. or international exam center
Official Exam Website:


Course Description

The series 26 is required for persons who will supervise representatives soliciting the purchase or sale of redeemable securities (mutual funds), variable contracts and insurance premium funding programs (variable life) issued by insurance companies.

In addition, this course features a myriad of practice quizzes by lesson to sharpen test-taking skills, as well as feedback rationale for each question that clarifies and improves retention. The course also offers unlimited number of practice finals that simulate the actual FINRA exam to help ensure exam readiness. Study emphasis should be placed on the quizzes and final exams: successful completion of the quizzes will be benchmarks indicating your progress in preparing for the license exam.

Learning Objectives

  • Understand the regulations of investment companies
  • Learn the definitions in the investment company act of 1940
  • Learn the legal and financial structure of investment companies
  • Understand the client account procedures
  • Understand the various types of payment, retirement and pension plans
  • Learn the supervision regulations
  • Understand the FINRA structure and conduct rules
  • Understand the importance of customer protection
  • Learn the financial reporting requirements

Special Packages


Series 26 Textbook and Exam Prep Software Package

The Series 26 Textbook and Exam Prep Software package is a combination of the Series 26 Textbook and Series 26 Exam Prep Software. If you choose to buy these as a package you will save yourself $50. Information about each individual course is available below.

Other Training Areas Contact Us

4321 Lakeway Blvd.
Lakeway, TX 78734 USA

1-877-251-4387 : phone (24x7)
1-888-742-6518 : fax