Series 6 Exam

Investment Company Products/Variable Contracts Limited Representative Examination Prep Course

Online

Series 6 License$105.00

Series 6 Investment Company Representative Online Exam Prep Course

This exam is administered by the Financial Industry Regulatory Authority (FINRA). Upon successful completion of the Series 6, an individual will have the qualifications needed to sell mutual funds and variable annuities.

The Series 6 Online course provides you with everything that you need to pass the Series 6 Exam. It is presented in an interactive online format and available within are supplementary materials, including downloadable PDFs of the actual course materials, that have been added to enhance your learning experience. The Series 6 Online course contains all of the same materials and questions available in the Series 6 Textbook and Exam Prep software package but for your convenience everything has been made available in our interactive online format.

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Textbook

$69.95

Series 6 Investment Company Representative Textbook

(Pub. 2007, 200+ pages)
The Series 6 Textbook provides you with all the information that you need to pass the Series 6 Exam. It will be shipped upon purchase in textbook format within 5 – 7 business days. All shipping charges are included in the course pricing.

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Software

$48.95

Series 6 Investment Company Representative
Exam Prep Software

Over 800 Questions! (Software Never Expires)

The Series 6 Exam Prep Software contains a test bank of over 800 multiple choice questions. These questions have been prepared from the Series 6 course material and are similar to the questions given during the actual Series 6 Exam. Upon purchase the Series 6 Exam Prep Software will be sent immediately to the email address given during registration.

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Exam Info

Exam Info

Time Limit: 2 hours and 15 minutes
Number of Questions: 100.
Passing Score: 70%
Format: Multiple Choice
Enrollment Fee: $75 US. Note that this is the examination enrollment fee ONLY – other fees may also apply. Please visit the FINRA Registration/Exam Fee Schedule for more information.
Pre-requisites: You must be sponsored by a firm who is a member of FINRA or is a Self Regulatory Organization (SRO).
Corequisites: N/A
Exam Date(s): Any weekday
Exam Locations: Find your U.S. or international exam center
Official Exam Website: http://www.finra.org/RulesRegulation/index.htm

Description

Course Description

This course is designed for individuals who wish to sell only investment company products (e.g., mutual funds and money-market funds) and variable annuities for an FINRA broker-dealer and firms that sell primarily insurance-related products. This course covers how to assess the needs of an investor and suggests the most appropriate solution.

This course covers: Stocks, Debt Securities, Investment Banking, Securities Markets, Investment Risks and Policies, Investment Companies, Taxation, Customer Accounts, Mutual Funds, Self Regulatory Organizations (SRO’s), Securities Analysis, Retirement Plans, Variable Annuities and Variable Life Insurance.

In addition, this course features a myriad of practice quizzes by lesson to sharpen test-taking skills, as well as feedback rationale for each question that clarifies and improves retention. The course also offers unlimited number of practice finals that simulate the actual FINRA exam to help ensure exam readiness. Study emphasis should be placed on the quizzes and final exams: successful completion of the quizzes will be benchmarks indicating your progress in preparing for the license exam.

Learning Objectives

  • Identify features of different securities, including stocks and bonds.
  • Describe the usage of options contracts.
  • Compare and contrast types of investment companies.
  • Discuss investment company structure, registration and taxation.
  • Analyze different investing strategies and their relevance to customers.
  • Understand the mechanics of fixed and variable annuities.
  • Differentiate among retirement accounts, including IRAs, Keogh Plans and others.
  • List important legal requirements in the financial services industry.
  • Apply the four main bylaws of FINRA.
  • Summarize ethical conduct standards for Registered Representatives.

Special Packages!

Series 6 Classes$145.00

Series 6 Online Course and Exam Prep Software Package

If you choose to buy these as a package you will save yourself $20. Information about each individual course is available from the tabs above.
$98.90

Series 6 Textbook and Exam Prep Software Package

The Series 6 Textbook and Exam Prep Software package is a combination of the Series 6 Textbook and Series 6 Exam Prep Software. If you choose to buy these as a package you will save yourself $20. Information about each individual course is available below.
Series 6 & 63$172.00

Series 6 and 63 Online Exam Prep Course Package

This package is a combination of the Series 6 and Series 63 Online Exam Prep Course. If you choose to buy these as a package you will save yourself $60.
$174.95

Series 6 and 63 Textbook and Exam Prep Software Package

This package is a combination of the Series 6 and Series 63 Textbook and Exam Prep Software. If you choose to buy these as a package you will save yourself $45.94.